Institution record
Axi
AxiTrader Limited
- Source score
- 5.0
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Markets Authority | FSP518226 | Regulated | AXICORP FINANCIAL SERVICES PTY LTD | 2018-06-01 | |
In our coverage Dubai Financial Services Authority | F003742 | Regulated | AxiCorp Financial Services Pty Ltd | 2018-04-01 | |
CYSEC Cyprus Securities and Exchange Commission | 433/23 | Regulated | Solaris EMEA Limited | 2023-07-10 | |
Financial Conduct Authority (UK FCA) Financial Conduct Authority (UK FCA) | 466201 | Regulated | Axi Financial Services (UK) Limited | 2007-08-16 | |
ASIC Australian Securities and Investments Commission | 318232 | Regulated | AXICORP FINANCIAL SERVICES PTY LTD | 2007-12-21 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Axi against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Axi (this record) | FMADFSACYSEC+2 | 5 / 5 | Risk level not supplied | 5.0 | 1 |
| Saxo | MASFINMAFSA+5 | 8 / 8 | Risk level not supplied | 7.0 | 0 |
| Swissquote | FINMAMASDFSA+3 | 5 / 6 | Risk level not supplied | 6.5 | 0 |
| CMCMarkets | FMABaFinMAS+3 | 5 / 6 | Risk level not supplied | 7.1 | 0 |
| Pepperstone | BaFinSCBDFSA+3 | 4 / 6 | Risk level not supplied | 7.0 | 0 |
| Plus500 | FSAFMAMAS+3 | 6 / 6 | Risk level not supplied | 6.0 | 0 |
Axi: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Axi's regulatory licence status and supervisory authorisation?
In our imported dataset, Axi (legal entity reference: AxiTrader Limited) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: FMA (Financial Markets Authority) — licence FSP518226, status: regulated; DFSA (Dubai Financial Services Authority) — licence F003742, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 433/23, status: regulated; Financial Conduct Authority (UK FCA) — licence 466201, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 318232, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FMA, DFSA, CYSEC public register.
Which of Axi's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on crypto exchanges and digital-asset service providers. 2 of Axi's 5 licence records fall directly within this jurisdictional mandate: FMA (licence FSP518226, regulated, entity: AXICORP FINANCIAL SERVICES PTY LTD); DFSA (licence F003742, regulated, entity: AxiCorp Financial Services Pty Ltd). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Axi's institutional risk classification, enforcement exposure, and score profile?
Axi carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 1 regulatory warning or complaint count, plus 1 translated complaint case in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Axi's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Axi, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FMA.
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