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Institution record

CAPITAL HARVEST BROKERS LIMITED

Risk level not supplied1 of 1 licences marked regulated
Source score
—
Warnings
0
Comments
0

Licence records

Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.

RegulatorLicence no.StatusLicensed entityDate
FSPRTier-1
Financial Service Providers Register
FSP476086RegulatedCAPITAL HARVEST BROKERS LIMITED2015-12-02

Peer regulatory & risk comparison

Side-by-side supervisory and risk benchmark comparing CAPITAL HARVEST BROKERS LIMITED against peer institutions in our crypto exchanges and digital-asset service providers dataset.

Full directory →
InstitutionPrimary regulatorsRegulated / totalRisk classificationSource scoreWarnings
CAPITAL HARVEST BROKERS LIMITED (this record)
FSPR
1 / 1Risk level not supplied—0
Binance
FIU-INDAMFFinCEN+11
12 / 14Risk level not supplied—0
BAM
AMFFIUVARA+12
15 / 15Risk level not supplied—0
Koderan Forex
FSCFSPR
0 / 2Risk level not supplied—0
LMAX Group
FCAFSPRCYSEC
3 / 3Risk level not supplied—0
PBFX
FSPR
0 / 1Risk level not supplied—0

CAPITAL HARVEST BROKERS LIMITED: institutional due diligence FAQ

Key supervisory, licensing, and counterparty verification questions generated from the dataset.

What is CAPITAL HARVEST BROKERS LIMITED's regulatory licence status and supervisory authorisation?

In our imported dataset, CAPITAL HARVEST BROKERS LIMITED (legal entity reference: CAPITAL HARVEST BROKERS LIMITED) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: FSPR (Financial Service Providers Register) — licence FSP476086, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSPR public register.

Which of CAPITAL HARVEST BROKERS LIMITED's jurisdictions and licences fall within this site's regulatory coverage?

CAPITAL HARVEST BROKERS LIMITED is registered at East Asia Transnational, 36 Penguin Drive, Murrays Bay, Auckland, 0630, New Zealand and tracked under our crypto exchanges and digital-asset service providers scope based on its institutional service profile (Stocks) rather than a domestic focus licence. Its 1 recorded licence (FSPR) should be evaluated for cross-border passporting and local solicitation rules.

What is CAPITAL HARVEST BROKERS LIMITED's institutional risk classification, enforcement exposure, and score profile?

CAPITAL HARVEST BROKERS LIMITED carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

What operational due diligence steps apply to CAPITAL HARVEST BROKERS LIMITED's platforms, entity structure, and complaints?

Before allocating capital or executing trades with CAPITAL HARVEST BROKERS LIMITED, institutional and retail allocators should: (1) confirm the domain (web.yinglusecurities.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSPR.

Editorial briefings and compliance research from Institutional Ledger relevant to CAPITAL HARVEST BROKERS LIMITED's supervisory scope.

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CAPITAL HARVEST BROKERS LIMITED — Regulation, Licence Records & Risk Profile | Institutional Ledger