Institution record
ThinkMarkets
TF GLOBAL MARKETS (AUST) PTY LTD
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSATier-1 In our coverage Financial Services Agency | Kanto Local Finance Bureau (FIBO) No. 250 | Regulated | — | 2007-09-30 | |
FSAOffshore In our coverage Financial Services Authority Seychelles | SD060 | Offshore | TF Global Markets Int Ltd | — | |
FCATier-1 Financial Conduct Authority | 629628 | Regulated | TF Global Markets (UK) Limited | 2015-01-23 | |
ASICTier-1 Australian Securities and Investments Commission | 424700 | Regulated | TF GLOBAL MARKETS (AUST) PTY LTD | 2012-09-18 | |
CyFOTier-2 FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS | 215/13 | Regulated | TF Global Markets (Europe) Ltd | 2013-09-20 | |
FSCATier-2 Financial Sector Conduct Authority | 49835 | Exceeded scope | TF GLOBAL MARKETS (SOUTH AFRICA) (PTY) LTD | 2019-02-05 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing ThinkMarkets against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| ThinkMarkets (this record) | FSAFSAFCA+3 | 4 / 6 | Risk level not supplied | — | 1 |
| Binance | FIU-INDAMFFinCEN+11 | 12 / 14 | Risk level not supplied | — | 0 |
| OKX | FSAMASVARA+6 | 9 / 9 | Risk level not supplied | — | 1 |
| BAM | AMFFIUVARA+12 | 15 / 15 | Risk level not supplied | — | 0 |
| Coinbase | MASBMAAMF+6 | 9 / 9 | Risk level not supplied | — | 1 |
| Saxo | FINMAMASAMF+5 | 8 / 8 | Risk level not supplied | — | 0 |
ThinkMarkets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is ThinkMarkets's regulatory licence status and supervisory authorisation?
In our imported dataset, ThinkMarkets (legal entity reference: TF GLOBAL MARKETS (AUST) PTY LTD) holds 6 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 250, status: regulated, Tier-1; FSA (Financial Services Authority Seychelles) — licence SD060, status: offshore, Offshore; FCA (Financial Conduct Authority) — licence 629628, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 424700, status: regulated, Tier-1; CyFO (FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS) — licence 215/13, status: regulated, Tier-2; FSCA (Financial Sector Conduct Authority) — licence 49835, status: exceeded scope, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA, FCA, ASIC public register.
Which of ThinkMarkets's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on crypto exchanges and digital-asset service providers. 2 of ThinkMarkets's 6 licence records fall directly within this jurisdictional mandate: FSA (licence Kanto Local Finance Bureau (FIBO) No. 250, regulated); FSA (licence SD060, offshore, entity: TF Global Markets Int Ltd). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is ThinkMarkets's institutional risk classification, enforcement exposure, and score profile?
ThinkMarkets carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count and 1 licence record with elevated status flags (FSCA: exceeded scope), plus 1 translated complaint case in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to ThinkMarkets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with ThinkMarkets (listed execution software: ThinkTrader), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
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