Institution record
XM
XM Global Limited
- Source score
- 8.5
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Dubai Financial Services Authority | F003484 | Regulated | Trading Point MENA Limited | 2019-09-10 | |
CYSEC Cyprus Securities and Exchange Commission | 120/10 | Regulated | Trading Point of Financial Instruments Ltd | 2010-08-05 | |
FSCA Financial Sector Conduct Authority | 49976 | Regulated | XM ZA (PTY) LTD | 2019-09-13 | |
ASIC Australian Securities and Investments Commission | 000443670 | Regulated | TRADING.COM MARKETS PTY LTD | 2013-12-23 | |
Financial Services Commission Financial Services Commission | 000261/397 | Offshore | XM Global Limited | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing XM against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| XM (this record) | DFSACYSECFSCA+2 | 4 / 5 | Risk level not supplied | 8.5 | 0 |
| Saxo | MASFINMAFSA+5 | 8 / 8 | Risk level not supplied | 7.0 | 0 |
| Swissquote | FINMAMASDFSA+3 | 5 / 6 | Risk level not supplied | 6.5 | 0 |
| Pepperstone | BaFinSCBDFSA+3 | 4 / 6 | Risk level not supplied | 7.0 | 0 |
| Plus500 | FSAFMAMAS+3 | 6 / 6 | Risk level not supplied | 6.0 | 0 |
| Forex | MASFSAASIC+2 | 5 / 5 | Risk level not supplied | 9.3 | 1 |
XM: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is XM's regulatory licence status and supervisory authorisation?
In our imported dataset, XM (legal entity reference: XM Global Limited) holds 5 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: DFSA (Dubai Financial Services Authority) — licence F003484, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 120/10, status: regulated; FSCA (Financial Sector Conduct Authority) — licence 49976, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 000443670, status: regulated; Financial Services Commission — licence 000261/397, status: offshore. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official DFSA, CYSEC, FSCA public register.
Which of XM's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on crypto exchanges and digital-asset service providers. 1 of XM's 5 licence records fall directly within this jurisdictional mandate: DFSA (licence F003484, regulated, entity: Trading Point MENA Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is XM's institutional risk classification, enforcement exposure, and score profile?
XM carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 8.5, risk & licensing: 8.5, brand: 8.5, market influence: 8.5, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to XM's platforms, entity structure, and complaints?
Before allocating capital or executing trades with XM (listed execution software: XM), institutional and retail allocators should: (1) confirm the domain (trading-point.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to DFSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Institutional Ledger relevant to XM's supervisory scope.
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