Mizuho Securities

In our imported dataset, Mizuho Securities (legal entity reference: Mizuho Securities) holds 7 recorded licence entries, of which 6 carry a "regulated" status and 6 are marked regulated or registered: BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 10115675, status: regulated, Tier-1; MAS (Monetary Authority of Singapore) — licence Number pending check, status: regulated, Tier-1; SFC (Securities and Futures Commission) — licence AEZ953, status: regulated, Tier-1; FSA (Financial Services Agency) — licence 7010001008687, status: revoked, Tier-1; FCA (Financial Conduct Authority) — licence 119256, status: regulated, Tier-1; ECB (European Central Bank) — licence 724500ZSA7ZOZHUXBS53, status: regulated, Tier-1; HKMA (Hong Kong Monetary Authority) — licence Number pending check, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official BaFin, MAS, SFC public register.

This directory focuses on crypto exchanges and digital-asset service providers. 4 of Mizuho Securities's 7 licence records fall directly within this jurisdictional mandate: BaFin (licence 10115675, regulated, entity: Mizuho Bank Europe N.V.); MAS (licence Number pending check, regulated, entity: MIZUHO BANK, LTD.); SFC (licence AEZ953, regulated, entity: Mizuho Securities Asia Limited); FSA (licence 7010001008687, revoked). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.

Mizuho Securities carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (FSA: revoked). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with Mizuho Securities, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to BaFin.