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Institution record

Forthright Securities

Forthright Securities Co., Ltd.

Risk level not supplied1 of 1 licences marked regulated
Source score
—
Warnings
0
Comments
0

Licence records

Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.

RegulatorLicence no.StatusLicensed entityDate
SFCTier-1
In our coverage
Securities and Futures Commission
BGP713RegulatedForthright Securities Company Limited2016-05-12

Peer regulatory & risk comparison

Side-by-side supervisory and risk benchmark comparing Forthright Securities against peer institutions in our crypto exchanges and digital-asset service providers dataset.

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InstitutionPrimary regulatorsRegulated / totalRisk classificationSource scoreWarnings
Forthright Securities (this record)
SFC
1 / 1Risk level not supplied—0
Mizuho Securities
BaFinMASSFC+4
6 / 7Risk level not supplied—0
Blackwell Global
SFCSCBSFC+3
5 / 6Risk level not supplied—0
Hash
FSAMASSFC+3
6 / 6Risk level not supplied—0
Swissquote
DFSAFINMAMAS+3
5 / 6Risk level not supplied—0
Eddid Financial
MASSFCFINRA+1
2 / 4Risk level not supplied—0

Forthright Securities: institutional due diligence FAQ

Key supervisory, licensing, and counterparty verification questions generated from the dataset.

What is Forthright Securities's regulatory licence status and supervisory authorisation?

In our imported dataset, Forthright Securities (legal entity reference: Forthright Securities Co., Ltd.) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SFC (Securities and Futures Commission) — licence BGP713, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SFC public register.

Which of Forthright Securities's jurisdictions and licences fall within this site's regulatory coverage?

This directory focuses on crypto exchanges and digital-asset service providers. 1 of Forthright Securities's 1 licence records fall directly within this jurisdictional mandate: SFC (licence BGP713, regulated, entity: Forthright Securities Company Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.

What is Forthright Securities's institutional risk classification, enforcement exposure, and score profile?

Forthright Securities carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

What operational due diligence steps apply to Forthright Securities's platforms, entity structure, and complaints?

Before allocating capital or executing trades with Forthright Securities, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SFC.

Editorial briefings and compliance research from Institutional Ledger relevant to Forthright Securities's supervisory scope.

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Forthright Securities — Regulation, Licence Records & Risk Profile | Institutional Ledger