Institution record
Ping An Of China Securities
Ping An Of China Securities(Hong Kong)
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SFCTier-1 In our coverage Securities and Futures Commission | AOD938 | Regulated | Ping An of China Asset Management (Hong Kong) Company Limited | 2007-3-1 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Ping An Of China Securities against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Ping An Of China Securities (this record) | SFC | 1 / 1 | Risk level not supplied | — | 0 |
| Mizuho Securities | BaFinMASSFC+4 | 6 / 7 | Risk level not supplied | — | 0 |
| Blackwell Global | SFCSCBSFC+3 | 5 / 6 | Risk level not supplied | — | 0 |
| Hash | FSAMASSFC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| Swissquote | DFSAFINMAMAS+3 | 5 / 6 | Risk level not supplied | — | 0 |
| Eddid Financial | MASSFCFINRA+1 | 2 / 4 | Risk level not supplied | — | 0 |
Ping An Of China Securities: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Ping An Of China Securities's regulatory licence status and supervisory authorisation?
In our imported dataset, Ping An Of China Securities (legal entity reference: Ping An Of China Securities(Hong Kong)) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SFC (Securities and Futures Commission) — licence AOD938, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SFC public register.
Which of Ping An Of China Securities's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on crypto exchanges and digital-asset service providers. 1 of Ping An Of China Securities's 1 licence records fall directly within this jurisdictional mandate: SFC (licence AOD938, regulated, entity: Ping An of China Asset Management (Hong Kong) Company Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Ping An Of China Securities's institutional risk classification, enforcement exposure, and score profile?
Ping An Of China Securities carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Ping An Of China Securities's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Ping An Of China Securities, institutional and retail allocators should: (1) confirm the domain (asset.pingan.com.hk) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SFC.
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