Institution record
Rakuten Securities
Rakuten Securities Australia Pty Ltd
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Rakuten Securities against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Rakuten Securities (this record) | FSA | 1 / 1 | Risk level not supplied | — | 0 |
| Binance | FIU-INDAMFFinCEN+11 | 12 / 14 | Risk level not supplied | — | 0 |
| Saxo | FINMAMASAMF+5 | 8 / 8 | Risk level not supplied | — | 0 |
| Mizuho Securities | BaFinMASSFC+4 | 6 / 7 | Risk level not supplied | — | 0 |
| Hash | FSAMASSFC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| Okcoin | FinCENFINTRACFinCEN+3 | 3 / 6 | Risk level not supplied | — | 0 |
Rakuten Securities: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Rakuten Securities's regulatory licence status and supervisory authorisation?
In our imported dataset, Rakuten Securities (legal entity reference: Rakuten Securities Australia Pty Ltd) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 195, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA public register.
Which of Rakuten Securities's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on crypto exchanges and digital-asset service providers. 1 of Rakuten Securities's 1 licence records fall directly within this jurisdictional mandate: FSA (licence Kanto Local Finance Bureau (FIBO) No. 195, regulated, entity: Rakuten Securities, Inc.). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Rakuten Securities's institutional risk classification, enforcement exposure, and score profile?
Rakuten Securities carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Rakuten Securities's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Rakuten Securities (listed execution software: iSPEED FX), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Institutional Ledger relevant to Rakuten Securities's supervisory scope.
Institutional Custody & Digital Ledger
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Tokenized RWA & Custody
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market-insights
IMF-World Bank Bangkok Meetings 2026: Debt, AI, and Ukraine Dominate as China Fades from Center Stage
The world’s finance chiefs see new risks — and less China angst: Summary of the supplied material covering 2018, SFC. Source details have not been independently verified.
market-insights
HSBC CEO Warns the AI Boom Won't Make Every Data Center a Good Bet
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