Institution record
Windsor Brokers
Windsor Brokers Ltd
- Source score
- 7.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Bundesanstalt für Finanzdienstleistungsaufsicht | 120311 | Registered | Windsor Brokers Ltd. | — | |
Financial Services Authority Seychelles Financial Services Authority Seychelles | SD072 | Offshore | Windsor Brokers International Ltd | — | |
Financial Services Commission, Belize (IFSC / FSC) Financial Services Commission, Belize (IFSC / FSC) | 000153/391 | Offshore | Windsor Brokers (BZ) Limited | — | |
CYSEC Cyprus Securities and Exchange Commission | 030/04 | Regulated | Windsor Brokers Ltd | 2004-05-20 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Windsor Brokers against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Windsor Brokers (this record) | BaFinFinancial Services Authority SeychellesFinancial Services Commission, Belize (IFSC / FSC)+1 | 1 / 4 | Risk level not supplied | 7.0 | 0 |
| Coinbase | BMAAMFMAS+6 | 9 / 9 | Risk level not supplied | 8.5 | 1 |
| OKX | AMFMASVARA+6 | 9 / 9 | Risk level not supplied | 7.2 | 1 |
| Swissquote | FINMAMASDFSA+3 | 5 / 6 | Risk level not supplied | 6.5 | 0 |
| Mizuho Securities | SFCMASFSA+4 | 6 / 7 | Risk level not supplied | 4.0 | 0 |
| Bitpanda Wallet | FMAFMABaFin+3 | 5 / 6 | Risk level not supplied | 2.5 | 0 |
Windsor Brokers: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Windsor Brokers's regulatory licence status and supervisory authorisation?
In our imported dataset, Windsor Brokers (legal entity reference: Windsor Brokers Ltd) holds 4 recorded licence entries, of which 1 carries a "regulated" status and 2 are marked regulated or registered: BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 120311, status: registered; Financial Services Authority Seychelles — licence SD072, status: offshore; Financial Services Commission, Belize (IFSC / FSC) — licence 000153/391, status: offshore; CYSEC (Cyprus Securities and Exchange Commission) — licence 030/04, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official BaFin, Financial Services Authority Seychelles, Financial Services Commission, Belize (IFSC / FSC) public register.
Which of Windsor Brokers's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on crypto exchanges and digital-asset service providers. 1 of Windsor Brokers's 4 licence records fall directly within this jurisdictional mandate: BaFin (licence 120311, registered, entity: Windsor Brokers Ltd.). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Windsor Brokers's institutional risk classification, enforcement exposure, and score profile?
Windsor Brokers carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.0, risk & licensing: 5.0, brand: 6.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Windsor Brokers's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Windsor Brokers, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to BaFin.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Institutional Ledger relevant to Windsor Brokers's supervisory scope.
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