Institution record
BROKSTOCK
BCS Markets SA (Pty) Limited
- Source score
- 4.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSCA Financial Sector Conduct Authority | 51404 | Exceeded scope | BROKSTOCK SA (PTY) LTD | 2021-05-13 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing BROKSTOCK against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| BROKSTOCK (this record) | FSCA | 0 / 1 | Risk level not supplied | 4.0 | 0 |
| FxPro | BaFinSCBCYSEC+3 | 4 / 6 | Risk level not supplied | 7.2 | 0 |
| AvaTrade | FSAFSRAFFAJ+5 | 8 / 8 | Risk level not supplied | 6.0 | 0 |
| XM | DFSACYSECFSCA+2 | 4 / 5 | Risk level not supplied | 8.5 | 0 |
| IG | MASFSCAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 8.0 | 0 |
| ThinkMarkets | FSAFinancial Conduct AuthorityCyFO+3 | 4 / 6 | Risk level not supplied | 7.0 | 1 |
BROKSTOCK: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is BROKSTOCK's regulatory licence status and supervisory authorisation?
In our imported dataset, BROKSTOCK (legal entity reference: BCS Markets SA (Pty) Limited) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: FSCA (Financial Sector Conduct Authority) — licence 51404, status: exceeded scope. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSCA public register.
Which of BROKSTOCK's jurisdictions and licences fall within this site's regulatory coverage?
BROKSTOCK is registered at Suite E 017 Midlands Office Park East Mount Quary Street Midlands Estate Gauteng 1692 and tracked under our crypto exchanges and digital-asset service providers scope based on its institutional service profile (Cryptocurrencies, Indices, Stocks, Commodities) rather than a domestic focus licence. Its 1 recorded licence (FSCA) should be evaluated for cross-border passporting and local solicitation rules.
What is BROKSTOCK's institutional risk classification, enforcement exposure, and score profile?
BROKSTOCK carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.0, risk & licensing: 4.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (FSCA: exceeded scope). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to BROKSTOCK's platforms, entity structure, and complaints?
Before allocating capital or executing trades with BROKSTOCK, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Institutional Ledger relevant to BROKSTOCK's supervisory scope.
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