Institution record
StoneX
StoneX Financial Inc.
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
MASTier-1 In our coverage Monetary Authority of Singapore | Number pending check | Regulated | StoneX Financial Pte. Ltd. | 2011 | |
SECTier-1 U.S. Securities and Exchange Commission | CRD 136795 / SEC 8-68179 | Regulated | StoneX Financial Inc. | 2015 | |
ASICTier-1 Australian Securities and Investments Commission | 345646 | Regulated | City Index Australia Pty Ltd | 2014 | |
FCATier-1 Financial Conduct Authority | 446717 | Regulated | StoneX Financial Ltd | 2010 | |
NFATier-2 National Futures Association | 0501390 | Regulated | StoneX Financial Inc. | 2015 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing StoneX against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| StoneX (this record) | MASSECASIC+2 | 5 / 5 | Risk level not supplied | — | 0 |
| OKX | FSAMASVARA+6 | 9 / 9 | Risk level not supplied | — | 1 |
| Coinbase | MASBMAAMF+6 | 9 / 9 | Risk level not supplied | — | 1 |
| Saxo | FINMAMASAMF+5 | 8 / 8 | Risk level not supplied | — | 0 |
| Mizuho Securities | BaFinMASSFC+4 | 6 / 7 | Risk level not supplied | — | 0 |
| Bitpanda | FMABaFinFMA+3 | 5 / 6 | Risk level not supplied | — | 0 |
StoneX: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is StoneX's regulatory licence status and supervisory authorisation?
In our imported dataset, StoneX (legal entity reference: StoneX Financial Inc.) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: MAS (Monetary Authority of Singapore) — licence Number pending check, status: regulated, Tier-1; SEC (U.S. Securities and Exchange Commission) — licence CRD 136795 / SEC 8-68179, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 345646, status: regulated, Tier-1; FCA (Financial Conduct Authority) — licence 446717, status: regulated, Tier-1; NFA (National Futures Association) — licence 0501390, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official MAS, SEC, ASIC public register.
Which of StoneX's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on crypto exchanges and digital-asset service providers. 1 of StoneX's 5 licence records fall directly within this jurisdictional mandate: MAS (licence Number pending check, regulated, entity: StoneX Financial Pte. Ltd.). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is StoneX's institutional risk classification, enforcement exposure, and score profile?
StoneX carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to StoneX's platforms, entity structure, and complaints?
Before allocating capital or executing trades with StoneX, institutional and retail allocators should: (1) confirm the domain (stonex.co) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to MAS.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Institutional Ledger relevant to StoneX's supervisory scope.
Regulated Stablecoins & Collateral Mobility
MAS Project Guardian & Global Layer One (GL1) Institutional Tokenization: Bankruptcy-Remote Custody Segregation & SEC Rule 15c3-3 Controls (40+ Participating G-SIBs & Managers Benchmark)
MAS Project Guardian & Global Layer One (GL1) Institutional Tokenization (MAS-GUARDIAN) stands at 40+ (Participating G-SIBs & Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing qualified custodian
Digital Asset Custody & Prudential Accounting
BIS Project mBridge Multi-CBDC Cross-Border Sovereign Settlement Platform: Bankruptcy-Remote Custody Segregation & SEC Rule 15c3-3 Controls (44% Nostro Liquidity Buffer Reduction Benchmark)
BIS Project mBridge Multi-CBDC Cross-Border Sovereign Settlement Platform (PROJECT-MBRIDGE) stands at 44% (Nostro Liquidity Buffer Reduction) (Source: BIS / HKMA / PBOC / BOT / CBUAE, 2026-10-20), governing qualified cus
Tokenized RWA & Treasury Funds
MAS Project Guardian & Global Layer One (GL1) Institutional Tokenization: Atomic T+0 DvP Settlement & Intraday Repo Collateral Mobility (40+ Participating G-SIBs & Managers Benchmark)
MAS Project Guardian & Global Layer One (GL1) Institutional Tokenization (MAS-GUARDIAN) stands at 40+ (Participating G-SIBs & Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing eliminating T+1 Fed
Wholesale CBDC & Atomic Settlement
MAS Project Guardian & Global Layer One (GL1) Institutional Tokenization: Institutional AUM, 7-Day Net Yield & Expense Ratio Benchmarks (40+ Participating G-SIBs & Managers Benchmark)
MAS Project Guardian & Global Layer One (GL1) Institutional Tokenization (MAS-GUARDIAN) stands at 40+ (Participating G-SIBs & Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing comparing on-chain