Institution record
TD Amertriade
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (crypto exchanges and digital-asset service providers) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing TD Amertriade against peer institutions in our crypto exchanges and digital-asset service providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| TD Amertriade (this record) | NFA | 1 / 1 | Risk level not supplied | — | 0 |
| OANDA | MASFSAIIROC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| Forex | FSAMASNFA+2 | 5 / 5 | Risk level not supplied | — | 1 |
| Robinhood | NYSDFSOAMFINRA+6 | 9 / 9 | Risk level not supplied | — | 0 |
| StoneX | MASSECASIC+2 | 5 / 5 | Risk level not supplied | — | 0 |
| ATC Brokers | CIMANFAFCA | 2 / 3 | Risk level not supplied | — | 0 |
TD Amertriade: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is TD Amertriade's regulatory licence status and supervisory authorisation?
In our imported dataset, TD Amertriade (legal entity reference: TD Amertriade) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: NFA (National Futures Association) — licence 0328552, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official NFA public register.
Which of TD Amertriade's jurisdictions and licences fall within this site's regulatory coverage?
TD Amertriade is registered at HDFC Securities, I Think Techno Campus, 8th floor, Kanjurmarg (E) IN,Maharashtra,Mumbai,400042 and tracked under our crypto exchanges and digital-asset service providers scope based on its institutional service profile (Stocks, Funds, Insurance, Financial services) rather than a domestic focus licence. Its 1 recorded licence (NFA) should be evaluated for cross-border passporting and local solicitation rules.
What is TD Amertriade's institutional risk classification, enforcement exposure, and score profile?
TD Amertriade carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to TD Amertriade's platforms, entity structure, and complaints?
Before allocating capital or executing trades with TD Amertriade (listed execution software: HDFC Securities InvestRight), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to NFA.
Related institutional research & regulatory analysis
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